|
Maple’s
business activities are transparent and reported to international
regulatory
agencies.
Our operating subsidiaries
are regulated by national agencies in Germany, Canada, Italy,
the United Kingdom and the United States.
Global Structure
Maple Financial Group
Inc.
Subject to
the global regulatory reporting requirements of Bundesanstalt für Findanzdienstleistungaufsicht (BaFin – the German
Financial Supervisory
Authority)
Maple Futures Corp.
Regulators, Memberships and Associations:
Maple Bank GmbH
Bundesanstalt für Findanzdienstleistungaufsicht (BaFin - the German Financial Supervisory Authority), and the German Deposit Protection Fund
Regulators, Memberships and Associations:
 |
|
| • |
Bundesanstalt für Findanzdienstleistungaufsicht (BaFin) |
| • |
Deutsche Börse AG |
| • |
International Swaps and Derivatives Association, Inc. (ISDA) |
| • |
International Securities Market Association (ISMA) |
| • |
Bundesverband Deutscher Banken e.V. (Association of German banks) |
| • |
Hessischer Bankenverband e.V. (Association of banks in the State of Hesse) |
| • |
Einlagensicherungsfonds des Bundesverbandes deutscher Banken e.V.
(Deposit Protection Fund of the Federal Banking Association) |
Maple Bank (Toronto Branch)
Office of the Superintendent of Financial Institutions (Canada)
Regulators, Memberships and Associations:
Maple Securities Canada Limited
Toronto Stock Exchange
and the Investment Dealers Association of Canada
Regulators, Memberships
and Associations:
Maple Securities (U.K.) Limited
London Stock Exchange, The Financial Services Authority
Regulators, Memberships and Associations:
|
|
| • |
Financial Services Authority (FSA) (UK Financial Institutions regulator) |
| • |
London Stock Exchange (LSE) |
Maple Securities U.S.A. Inc.
Financial Industry Regulatory Authority (FINRA)
Regulators, Memberships and Associations:
|
